JD Supra1h
SEC Off-Channel Communications Enforcement Sweep Continues - Settlements by 12 Firms and Assessments of Over $63 Million in Penalties
On January 13, 2025, the U.S. Securities and Exchange Commission (the “SEC”) announced settled charges against twelve firms for recordkeeping ...
The Business Journals7d
U.S. Securities and Exchange Commission Latest News
January 13, 2025, 3:37 PM ESTBanking & Financial Services December 27, 2024, 7:53 AM ESTHealth Care December 12, 2024, 8:10 AM ESTHealth Care December 11, 2024, 2:56 PM ESTManufacturing November ...
CoinDesk7d
It's Official: Gary Gensler Is Out at the SEC, and Crypto-Friendly Mark Uyeda Is In
President Donald Trump has elevated Republican Commissioner Mark Uyeda to take over the SEC from a now-departed Gary Gensler.
Favorable Capital Gains Signaled For U.S. Crypto
Wrapping up a week that signaled a bullish second Trump administration for US-led cryptocurrency development, Eric Trump ...
The Daily Hodl3d
Wells Fargo and Merill Lynch Paying $60,000,000 Fine for Allegedly Shortchanging Customers While Making Bank on Client Cash
Two Wall Street titans are shelling out a combined $60 million to the U.S. Securities and Exchange Commission for allegedly ...
President Trump: Executive order part of plan to make U.S. 'crypto capital of the planet'
President Trump's Jan. 23 executive order creates a crypto task force to craft rules and study a national reserve or ...
JD Supra4d
Preparing for the 2025 Annual Report and Proxy Season
This Client Alert provides an overview of new developments and highlights key considerations for calendar year-end public ...
Securities and Exchange Commission sues Elon Musk, saying he didn't disclose Twitter ownership on time before buying it
The has SEC said that starting in April 2022, it authorized an investigation into whether any securities laws were broken in ...
January Global Regulatory Brief: Trading and markets
Regulatory authorities continue to advance initiatives to improve the efficiency and sophistication of global securities ...
cryptonewsz4d
BlackRock CEO Advocates for Tokenization of Bonds and Stocks
BlackRock CEP Larry Fink advocates for tokenization of bonds and stocks, citing efficiency, transparency, accountability and ...
Crypto execs see clear path for U.S. to pass regulation this year as Trump fuels market hype
The CEOs of Coinbase, Binance and Circle told CNBC they see a clearer path toward getting concrete laws for the crypto ...
Securities Law and Practice Need Reorienting Around Materiality
Cleary Gottlieb’s Adam Fleisher explains why the securities law framework needs simplification with a new approach to company ...