Robinhood to pay $45 million to settle SEC charges over recordkeeping, other violations
Online trading firm Robinhood has agreed to pay $45 million to settle SEC charges over record keeping, trade reporting and other rule violations.
More Wall Street firms settle US SEC charges over record-keeping
Wall Street firms including Blackstone , Apollo Capital Management and Carlyle have agreed to pay more than $63 million for violating U.S. Securities and Exchange Commission rules over record-keeping,
Robinhood Is Fined $45 Million Over a New Set of Securities Violations
The upstart brokerage agreed to pay the Securities and Exchange Commission for failing to protect sensitive customer data, among other infractions.
Robinhood to pay $45M to resolve range of SEC claims
The Securities and Exchange Commission announced that broker-dealers Robinhood (HOOD) Securities LLC and Robinhood Financial LLC have agreed to
Robinhood to pay biggest fine among more than $100mn imposed by SEC
Broker agrees $45mn settlement as part of data breach while Blackstone and KKR among those penalised by US regulator
Robinhood to Pay $45 Million SEC Settlement Over Data Breach, Other Violations
Two brokerage units of Robinhood Markets agreed to pay $45 million to settle an investigation by the Securities and Exchange Commission into a range of alleged violations, including one stemming from a 2021 data breach that exposed millions of customer names and emails.
SEC charges Robinhood with securities violations, brokerage to pay $45 million penalty
The Securities and Exchange Commission on Monday said two related Robinhood broker-dealers agreed to pay $45 million in combined penalties to settle administrative charges that they violated more than 10 separate securities law provisions related to their brokerage operations.
Robinhood to Pay $45 Million to Settle SEC Claims
Two units of Robinhood Markets Inc. agreed to pay $45 million in civil penalties to settle a range of US Securities and Exchange Commission allegations, the regulator said Monday.
Pfizer appeals denial of $75 million claim in SEC case against Cohen hedge fund
Pfizer on Tuesday appealed a federal judge's refusal to award the drugmaker $75.2 million from a more than decade-old insider ...
Still winless in league play, Longhorns and Sooners finding life hard in SEC men's basketball
Texas and Oklahoma thought they were leaving the toughest basketball league in the country, only to land right in the middle ...
10 can’t-miss College Football Hall of Fame candidates from the SEC
The addition of Kentucky quarterback Tim Couch and Alabama cornerback Antonio Langham with the Class of 2024 brought to 104 ...
SEC quarterbacks in 2025: Who’s running it back, who’s promoting and who’s transferring?
Things have now appeared to settle in the SEC, so let’s check in on the quarterback situations in the conference.
Court tells SEC to lay out why it has declined Coinbase’s request for crypto regulations
A federal appeals court says the U.S. Securities and Exchange Commission needs to better explain why it turned down a request ...
SEC probes B. Riley loan to founder, deals with franchise group
B. Riley Financial Inc. received more demands for information from federal regulators about its dealings with now-bankrupt ...
Hogs' Iamaleava Talks Polynesian Bowl Experience, Ready for SEC
Arkansas fans expected a rather quiet early national signing period Dec. 4, hoping to hold onto key verbal commitments. While ...
B. Riley Discloses More SEC Subpoenas to Firm and Bryant Riley
B. Riley Financial Inc. said federal regulators sent additional demands for information about its dealings with now-bankrupt ...
Ohio State football is battling an SEC team for a top transfer portal target: Buckeye Breakfast
Ohio State football is battling an SEC team for one of the top edge rushers in the transfer portal, according to a report.
Inconsistent Hogs on Desperate Mission for First SEC Win
Worse yet, the Hogs didn't look like the better team in either of those games. Mostly, it's inconsistency. Much of the time, ...
US SEC sues Elon Musk over late disclosure of Twitter stake
Elon Musk was sued on Tuesday by the U.S. Securities and Exchange Commission for having failed to timely disclose purchasing ...