Robinhood, Pay and FINRA

Robinhood Stock Slips on $29.75M in FINRA Fine, Restitution Payments
Key Takeaways Shares of Robinhood are falling Monday morning as markets react to fines announced late on Friday.The Financial Industry Regulatory Authority said Friday that it fined Robinhood $26 million,
Robinhood fined $30M in Finra settlement over AML, trading violations; stock drops
Robinhood Markets (HOOD) stock dropped 13% in Monday morning trading as the retail trading app agreed to pay a $29.8M fine ordered by the Financial Industry Regulatory Authority to resolve several alleged violations.
Robinhood (HOOD) Agrees to Pay $29.75M Fine to Settle Regulatory Probes
Robinhood Markets (HOOD), the financial services platform, has agreed to pay $29.75 million to settle regulatory probes by the Financial
Robinhood to Pay $26 Million to Settle Finra Allegations
Two units of Robinhood Markets Inc. agreed to pay $26 million to settle Financial Industry Regulatory Authority allegations that it failed to respond to red flags about potential misconduct and didn’t verify the identities of thousands of customers.
Robinhood Settles FINRA Probes for $29.75M in Compliance Case
Robinhood settles FINRA probes with a $29.75M payment over compliance failures, including AML issues, transaction delays, and oversight breaches.
Robinhood paying $29.75 million to end Financial Industry Regulatory Authority probes
The brokerage regulator said on Friday that Robinhood will pay a $26 million civil fine and $3.75 million of restitution to customers.
Robinhood Fined $29.75M by FINRA Over Compliance Failures
Robinhood Markets (NASDAQ: HOOD) has agreed to pay $29.75 million to settle multiple Financial Industry Regulatory Authority (FINRA) probes into its compliance and supervision practices. The settlement includes a
Robinhood Shares Slide After $30 Million Finra Settlement
Shares of Robinhood Markets retreated after the two of its units agreed to pay almost $30 million to resolve claims from the Financial Industry Regulatory Authority. The stock was down 6.6% at $41.50 in premarket trading.
Wall Street Journal13d
Robinhood Markets Says SEC Closes Investigation of Crypto Unit
Robinhood Markets said the Securities and Exchange Commission closed its investigation into its crypto unit and doesn’t intend to pursue enforcement action, the latest indication of the ...
CNBC on MSN12d
Robinhood CEO talks SEC lawsuit dismissal: ‘It's nice to not have to play as much defense'
In a Tuesday interview with CNBC's Jim Cramer, Robinhood CEO Vlad Tenev praised the new administration's attitude towards ...
The Baltimore Sun13d
Robinhood says SEC has closed its investigation into the company
Robinhood is just the latest company in the mix, announcing on Monday that the Securities and Exchange Commission has closed ... affairs officer at Robinhood Markets, said in a statement.
Yahoo Finance10d
Robinhood CFO sells $1.2M in shares following dropped SEC investigation
The sale follows shortly after the Securities and Exchange Commission officially dropped an investigation ...
USA Today13d
SEC closes Robinhood crypto investigation as regulations ease under Trump
Robinhood HOOD.O said the U.S. securities ... assets since President Donald Trump took office. The U.S. Securities and Exchange Commission has moved to ease its crypto-related regulations ...
Crypto News4h
SEC’s Crypto U-Turn: All Gensler-Era Enforcement Actions Dropped So Far
The US SEC is rolling back a barrage of enforcement actions brought against several crypto companies under the leadership of ...
Cryptopolitan1d
Robinhood CEO highlights blockchain’s role in extending trading hours
Robinhood CEO Vlad Tenev stated that blockchain technology might be necessary to enable 24/7 trading for the trading platform ...
The Daily Signal2d
‘Surveillance State’: Bill Would Tackle Government Collection of Investor Data
SEC’s automatic collection of investors’ personal information would be restricted by a new Republican bill introduced by Rep.